mitalitita.com

Mutual Fund Registration

Mutual Fund Registration

Launching a mutual fund in India requires more than investment expertise — it needs SEBI approval, a registered trust structure, a compliant AMC, and strong governance. Mutual Fund Registration is the formal process that allows an entity to pool investor money and launch mutual fund schemes legally.

Done right, it builds long-term credibility with investors, distributors, rating agencies, and regulators.

What is Mutual Fund Registration?

A SEBI license granted to a sponsor and its Asset Management Company (AMC) to operate mutual fund schemes. It involves registering a trust, appointing a trustee company, and meeting eligibility, capital, and compliance standards.

Who needs it

  • Financial institutions launching a mutual fund business

  • Corporate groups setting up an AMC

  • Wealth and investment firms expanding into fund management

  • Fintech platforms building pooled investment products

If you want to create and manage mutual fund schemes, you must be SEBI-registered.

Eligibility snapshot

  • Sponsor with proven financial soundness and track record

  • Positive net worth and profitability history

  • Minimum sponsor contribution: ₹50 crore net worth for AMC

  • Trust and trustee company must meet SEBI governance norms

  • Qualified key personnel and compliance framework

  • Fit and proper status with clean regulatory record

What we assist with

  • Eligibility evaluation and regulatory strategy

  • Setting up the trust, AMC, and trustee company

  • Drafting constitutive documents, policies, and manuals

  • Preparing SEBI application and annexures

  • Internal control, risk management, and compliance setup

  • Handling queries, inspections, and post-registration onboarding

Documents usually required

  • Sponsor financial statements and net-worth proof

  • KYC, background, and track record details

  • Trust deed, AMC incorporation documents, board resolutions

  • Shareholding structure and group disclosures

  • Business plan, organisation chart, IT and risk framework

  • Compliance, audit, and investor grievance policies

Our process

  1. Understand sponsor profile and fund objectives

  2. Map eligibility, structure, and documentation requirements

  3. Form trust, AMC, and trustee entity

  4. Prepare SEBI application and supporting documents

  5. Coordinate with SEBI until approval and activation

  6. Assist with scheme launch readiness and compliance setup

Frequently Asked Questions

Usually 4 to 9 months, depending on documentation and SEBI review.

 

Yes, if sponsor eligibility, capital, and governance criteria are met.

 

Yes — at least ₹50 crore.

 

Possible, subject to FEMA, fit and proper criteria, and SEBI approval.

 

Yes — each scheme must be filed and cleared before launch.